This is the most challenging part. You will be given a 1–2 page scenario describing a fictitious company, its processes, and an audit log.
According to ISO 19011, the audit team leader should: a) Make all audit conclusions alone. b) Prevent conflicts of interest and ensure the audit is objective. c) Accept gifts from the auditee if they are below $50 in value. d) Only communicate with top management.
Answer: B
Explanation: Ethical conduct and objectivity are core. Option A is wrong (conclusions are agreed with the team). Option C violates IRCA’s code of conduct.
Write a clear, factual nonconformity statement for the chemical spill issue. irca lead auditor exam questions and answers
Model Answer:
Nonconformity Statement NC-002:
Area: Mixing Room, SafeChem Ltd.
Audit Criteria: ISO 14001:2015 clause 10.2(a) – “When a nonconformity occurs, the organization shall react and take action to control and correct it, and deal with the consequences.”
Evidence: During the tour of the mixing room at 10:30 AM on June 5, the auditor observed a 300ml pool of solvent under valve V-204. Operator John Smith stated, “That valve leaks a little every week – we wipe it up on Fridays.” No corrective action request (CAR) had been raised for this recurring leak.
Statement: The organization has not taken timely corrective action to eliminate the cause of a recurring chemical spill, risking environmental harm and non-compliance with legal permit conditions.
Question:
List the five principles of auditing according to ISO 19011. This is the most challenging part
Answer: